Retirement/DCIO

Learn about the distinctions between a 3(38) and a 3(21) advisor to help determine which type of advisor is best for a plan sponsor to use.

Read about some of the basics of an IPS (Investment Policy Statement) for a 401(k) plan to consider in drafting or revising an IPS for your plan sponsor clients.

Learn more about the benefits of credit reward programs while evaluating fees, cash back, travel protection and other options.

It’s never too late to “spring clean” your finances. Learn tips from advisors on organizing important paperwork and refreshing your wealth strategy and mindset.

Learn about the importance of financial education in improving participant engagement in employee retirement plans.

Learn more about the Fi360 peer percentile ranking of an investment against prudent due diligence criteria.

Download or request your copy of this convenient ready-reference sheet highlighting changes to tax reporting limits on qualified retirement plans.

It’s never too early to teach children to be financially responsible. Learn about lessons in budgeting for children and young adults.

Target date funds offer a number of advantages for 401(k) plan sponsors and participants. This paper discusses ways to decide if off-the-shelf or custom target date funds are a better fit for a plan.

We polled several wealth advisors on the topic of women and risk. In this whitepaper, we provide their collective observations along with some supporting research.

Women often outlive men and can be behind on retirement savings. Here are some strategies for women seeking to reduce the retirement savings gap.

While it is best to start preparing for retirement at an early age, read how women in their 40s, 50s, 60s and beyond can take steps to meet their retirement needs.