Calamos Advisors and its affiliate Calamos Financial Services (operating as Calamos Investments) have developed a Business Continuity Plan to address a possible business disruption, emergency or catastrophic event. While it is impossible to forecast every potential problem that could occur, Calamos Investments believes it has taken reasonable precautions to enable it to resume business operations under a wide variety of scenarios. If Calamos Investments' offices or immediate surroundings were to become unsuitable for operations, Calamos Investments intends to continue business under the provisions of the plans.
So that we can respond to events as they occur, we have identified functions critical to daily operations. Among other things, these functions include: data back up and recovery; maintenance of all mission critical systems; financial and operational processing; alternative communications plans for employees and regulators; alternate physical location of employees; measurement of potential effects on critical suppliers, contractors, banks and counter-parties and regulatory reporting. In the event of a disruption, we intend to deliver these critical functions from an alternate facility or a third-party service provider will deliver them to you. We require service providers who provide these essential services to meet our business continuity requirements.
Our telephone system is designed to automatically forward calls to emergency backup numbers. If after a significant business disruption you cannot contact us as you usually do at 630-245-7200, you should contact us through our website.
Wealth Strategy professionals are available to consult with clients in a wide variety of issues associated with the accumulation, preservation and transfer of family wealth. Upon a review of existing planning documents, asset holdings and income tax returns, a Wealth Strategist assists clients with the design and understanding of strategies intended to minimize taxes, protect assets, and promote family harmony. Calamos Wealth Management and its representatives do not provide accounting, tax or legal advice. Each individual's tax and financial situation is unique. In considering this material you should consult your accounting, tax and/or legal advisor for advice and information concerning your particular situation.
Unless the context otherwise requires, references to "Calamos" refers to Calamos Asset Management Inc., and its subsidiaries, including CWM and CAL. For a detailed history of Calamos Wealth Management and its affiliated entities, please see "Our History" under the "Our Firm" tab, or click here.
Calamos Wealth Mangement LLC is a federally registered investment advisor. Part II of Form ADV, which provides background information about the firm and its business practices, is available upon written request to:Calamos Wealth Management LLC, 2020 Calamos Court, Naperville, IL 60563-1787, Attn: Compliance Officer